Financial & Investment Risk Disclaimer

Auctralytix is not authorised or regulated by the Financial Conduct Authority. Auctralytix provides information and analytical software only. It does not provide investment advice, personal recommendations, trade signals, brokerage, portfolio management or trade execution.

1. Regulatory status
   Auctralytix is not authorised or regulated by the Financial Conduct Authority (“FCA”). It does not provide a regulated brokerage, dealing, custody, portfolio-management or investment-management service. The Service is designed to provide information and analytical software. It is not intended to provide advice on the merits of buying, selling, subscribing for, exchanging, redeeming or holding any particular investment.

   
   

2. No advice, recommendation or signal
   Nothing on Auctralytix constitutes financial advice, investment advice, a personal recommendation, a trade signal, a forecast, a price target, an instruction, an invitation or inducement to enter into a specific investment transaction, or a representation that any instrument is suitable for you. No output should be read as telling you to buy, sell, hold, enter, exit, go long, go short, set a stop, set a target, size a position or change a portfolio.

   
   

3. Information-only analytical methodology
   Auctralytix constructs TPO / Market Profile and other structural observations from available market data using deterministic software logic. These outputs describe market structure that has already occurred or is observable from retrieved data. AI models may convert the calculated output into natural-language explanation. AI does not, under the intended architecture, create the underlying market levels, boundaries or classifications.

   
   

4. No prediction
   Auctralytix does not warrant or represent that a market profile, value area, point of control, initial balance, single print, tail, day type, composite profile, moving average, confluence zone or any other reference level predicts a future price movement, direction, reversal, continuation, reaction or probability of outcome.

   
   

5. Market risk
   Trading and investing can result in substantial or total loss. Volatility, leverage, liquidity conditions, market gaps, venue failures, counterparty risk, cyber incidents, regulatory changes and other events can cause losses that exceed expectations. You should not trade or invest money you cannot afford to lose. Consider obtaining advice from an appropriately authorised professional regarding your own objectives, experience, financial circumstances and risk tolerance.

   
   

6. Cryptoasset risk
   Cryptoassets can be extremely volatile. The legal and regulatory status of cryptoassets varies by asset and service. Auctralytix's inclusion of a cryptoasset symbol in an analytical universe is not an endorsement, recommendation or promotion of that cryptoasset. Auctralytix does not provide cryptoasset custody, exchange, staking, lending or execution services.

   
   

7. Market data risk
   Third-party market data may be delayed, incomplete, corrected, stale, unavailable, affected by venue methodology or inconsistent with another data source. Auctralytix does not warrant that data is suitable for order execution or for making time-critical trading decisions.

   
   

8. AI risk
   AI-generated text may contain hallucinations, omissions, ambiguous wording or transcription errors. Where an AI narrative conflicts with structured values directly produced by the analytical engine, the structured values take precedence.

   
   

9. No performance guarantee
   Auctralytix does not guarantee profitability, accuracy of trading decisions, reduction of losses, improvement in returns or any investment result. Historical observations, demonstrations, examples, screenshots, backtests or case studies are not guarantees of future results.

   
   

10. Independent responsibility
    You are solely responsible for deciding whether to trade or invest and for verifying any information you use. Your decision to act or not act is independent of Auctralytix. Use of the Service does not create a fiduciary, advisory, broker-client or portfolio-management relationship.

    
    

11. FCA perimeter warning
    Whether a communication or activity falls within UK financial-services regulation depends on its substance, context and effect, not merely on labels or disclaimers. Accordingly, Auctralytix reserves the right to remove, suppress or alter any feature or communication that could create regulatory risk.

    
    

12. Contact
    Questions about this disclaimer: support@auctralytix.com.

    Document preparation and professional support

    Document preparation support. This document has been prepared with legal and compliance consultancy support from Admiral Strategic Consulting Ltd, a company registered in England and Wales under company number 16088287, registered office: 95 Hounslow Road, Hanworth, Feltham, England, TW13 6QA. Specialist legal matters may be referred to independent qualified solicitors and other professional advisers through the relevant professional network where appropriate. This attribution does not constitute FCA authorisation, regulatory approval or certification by a solicitor.

    Key legal and regulatory references

    The following references inform this draft. They are not an exhaustive statement of law and should be checked again immediately before launch.

    • Financial Services and Markets Act 2000, section 21 (restriction on unauthorised financial promotions).

    • Financial Services and Markets Act 2000 (Regulated Activities) Order 2001, article 53 (advising on investments).

    • FCA PERG 2.7, PERG 8.2-8.4, PERG 8.22, PERG 8.24 and PERG 8.26 (perimeter, financial promotions, internet communications and advising on investments).

    • FCA FG23/3 and FCA cryptoasset financial-promotion materials, insofar as any communication could amount to a promotion of qualifying cryptoassets.

    • FCA PERG 2.7.16 / PERG 8.24.2: information is distinct from advice; advice requires, among other matters, advice on the merits concerning a particular investment.

    • FCA PERG 8.22: a website can be a financial promotion where it invites or induces investment activity.

    • FCA cryptoasset financial-promotion guidance FG23/3, where applicable.

    Version control

    Effective date: 12 August 2026. This document supersedes earlier Auctralytix versions of the same subject.