AI Transparency & Model Limitations Notice

  1. Role of AI
    Auctralytix uses third-party large language models to generate natural-language explanations from analytical data that has already been computed by deterministic application code. The intended architecture does not use the language model to calculate the TPO distribution, point of control, value area, initial balance, session boundaries, day type, structural detector levels or other structured analytical values.


  2. Structured values versus narrative
    Structured values rendered by the application originate from the analytical engine. AI narrative may repeat or discuss those values in prose. Because generative models can make transcription or interpretation errors, a number quoted in AI-generated narrative may be incorrect even where the underlying structured value is correct. If there is any conflict, the structured engine-generated value controls.


  3. No predictive AI
    The Service is not intended to use AI to predict future price direction, score the probability of a future move, recommend a transaction or create an entry, exit, target or stop-loss level.


  4. Automated content controls
    Auctralytix may use automated scanning, restricted vocabulary, retries, suppression and human review to reduce the risk of directional or advisory wording. No content-control system can guarantee that every possible formulation will be identified.


  5. Third-party model risk
    Third-party AI systems may change, become unavailable, behave differently after provider updates, introduce latency or produce unexpected output. We may switch models, suppress narrative or fall back to deterministic text where necessary.


  6. User obligations
    Do not treat AI narrative as investment advice. Independently verify any information material to a trading or investment decision. Never rely on an AI-generated statement merely because it is fluent, confident or specific.


  7. Data protection
    Personal-data processing associated with AI providers is governed by the Privacy Notice and internal processor controls. The intended analytical prompt should minimise user-identifying data.

    Document preparation and professional support

    Document preparation support. This document has been prepared with legal and compliance consultancy support from Admiral Strategic Consulting Ltd, a company registered in England and Wales under company number 16088287, registered office: 95 Hounslow Road, Hanworth, Feltham, England, TW13 6QA. Specialist legal matters may be referred to independent qualified solicitors and other professional advisers through the relevant professional network where appropriate. This attribution does not constitute FCA authorisation, regulatory approval or certification by a solicitor.

    Key legal and regulatory references

    The following references inform this draft. They are not an exhaustive statement of law and should be checked again immediately before launch.

    • Financial Services and Markets Act 2000, section 21 (restriction on unauthorised financial promotions).

    • Financial Services and Markets Act 2000 (Regulated Activities) Order 2001, article 53 (advising on investments).

    • FCA PERG 2.7, PERG 8.2-8.4, PERG 8.22, PERG 8.24 and PERG 8.26 (perimeter, financial promotions, internet communications and advising on investments).

    • FCA FG23/3 and FCA cryptoasset financial-promotion materials, insofar as any communication could amount to a promotion of qualifying cryptoassets.

    • UK GDPR, including Articles 5, 6, 12-22, 28, 32 and 33-34, as amended and supplemented by applicable UK data-protection legislation.

    • Data Protection Act 2018.

    • Privacy and Electronic Communications (EC Directive) Regulations 2003 (PECR), as amended.

    • ICO guidance on the right to be informed, privacy notices, cookies and similar technologies, direct marketing, processors and individual rights.

    Version control

    Effective date: 12 August 2026. This document supersedes earlier Auctralytix versions of the same subject.